Compliance

Learn about roles within the Compliance team

Our Compliance team is an integral part of our “3 Lines of defense” model of management control. The team is responsible for our second and third lines of defense which support our front line staff and operational management, who are the first line.

Made up of a number of roles requiring a wide range of skills and responsibilities the team helps the wider business minimise risk by providing advice and assurance that it is doing things as well as it could. Each team member has the opportunity to develop more than one discipline helping us to work as an effective team and covers the areas of fraud, compliance and audit.

Find the different roles in our Compliance Team

Trainee Compliance Officer  Internal Auditor  Fraud & Financial Crime Officer


Trainee Compliance Officer

Location: Nottingham

A Compliance Officer will look to give oversight of how the business is regularly dealing with risks that meet the customer. The role provides guidance and interpretation on regulatory matters by offering advice on how the business can meet its responsibilities. Our Compliance Officers also create and maintain a monitoring plan which involves independently checking that the business is delivering operations in-line with the company’s risk appetite.

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Internal Auditor

Location: Nottingham

The audit function includes assurance on the effectiveness of both the first and second lines of defense. This means that our Auditors look at a wider range of areas (including compliance) as well as having responsibility for deeper investigations, where appropriate. The Auditor will hope to provide independent assurance that the risk management and internal control framework as a whole is working as designed.

We are not currently hiring for this role but register your interest and we'll let you know when we are!

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Fraud & Financial Crime Officer

Location: Nottingham

This role focuses on the fraud area and minimises the cost of fraud to First Response Finance. On a day to day basis, this means comparing information provided by applicants to fraud data. This can help Underwriters make better lending decisions, ensuring we only lend to genuine customers. In the longer term, the Fraud Officer will educate and influence the business into taking its responsibilities for fraud and anti-money laundering seriously.

This playlist below will give you more information about the Fraud & Financial Crime Officer role (it contains 6 videos)

We are not currently hiring for this role but register your interest and we'll let you know when we are!

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